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B. Foreign trademark registration Although
many trademark systems have some basic common elements, such as some
application process, some review process by a government authority and issuance
of some document that attests to ownership of the trademark, in many cases the
similarities end there. Trademark registration requirements, standards,
procedures and practice in foreign countries differ greatly from the United
States.
1. Basis of registration Although
filing applications in countries outside of the United States entail similar
procedures as in the United States, notable differences exist. For example, it
is possible to register a mark in most foreign countries without actually using
the mark, although there are some jurisdictions that will only register a mark
if it is already registered in some other specified country. In fact, a
fundamental difference between the United States and most other countries, is
that in most foreign countries, trademark rights arise only from registration
of the trademark with the Trademark Office, and not from use of the trademark.
As a result, the first party to win the race to the register is the party who
owns the trademark rights, even though another party may have first used the
mark in the particular country.
2. Goods and services As
in the United States, it is necessary to file applications in foreign countries
in respect of certain goods or services, although most jurisdictions do not
require that the specifications of goods be as detailed as in the United
States. This is particularly important as technology advances in the field of
recording media, since record companies and artists who have limited themselves
to narrow specifications of goods, such as “tapes and phonograph
records” may not have adequate protection in certain jurisdictions in
connection with compact discs, digital recording media and optical recording
media, or other media as technology develops. Each jurisdiction has its own
requirements as to what type of specification of goods or services will be
required and permitted.
Some
jurisdictions provide registered protection for goods, but do not provide for
the registration of marks in respect of services, such as "live musical
performances." In these jurisdictions it is important that some measure of
registered protection be obtained and, therefore, service mark owners are
advised to obtain protection in respect of goods that are related to the
services being offered.
Another
difficulty in respect of service marks arises with respect to retail services.
In contrast to the United States, in many countries it is not possible to
obtain registered protection for retail store services, so that, for example,
service mark protection for TOWER RECORDS or VIRGIN MEGASTORE would be
unavailable in respect of “retail store services.” Strategies to
surmount this obstacle require creative trademark counsel.
3. Foreign requirements Foreign
jurisdictions may require additional documents and materials in order to
support a trademark application, such as local Powers of Attorney or
Authorizations of Agent, which must be specially prepared, certified copies of
Certificates of Registration in other countries, Certificates from a local
Chamber of Commerce attesting to the business activities of the applicant,
specimens, drawings or prints of the mark, Certificates of Adoption or
Statements of Ownership. Some countries may even require that documentation be
legalized by a foreign consulate or authenticated by the United States
Department of State.
4. Claiming priority In
over 160 jurisdictions, it is possible to rely on the Paris Convention
[8]
to establish filing priority, which is especially helpful in countries where
the first party to register a mark is the party to own the mark, regardless of
prior use of the mark. According to the Paris Convention, a party that files
their first trademark application in a member state of the Convention, such as
the United States, may within six months of that filing date file applications
in other member countries claiming the priority of the first application.
Therefore, a party who files its first application in the United States on
January 1, 2001 may, until June 30, 2001, file applications in most foreign
jurisdictions and claim as their date of filing January 1, 2001, even though
the foreign applications were filed later. Although this procedure entails
additional costs, it may be worthwhile in certain countries, particularly where
a musical group is planning a tour or releasing recordings abroad.
5. Foreign procedures Once
applications are filed in foreign countries, they may take vastly different
directions. Many countries provide for extensive examination of trademark
applications, much like the United States, although many countries have
stricter standards of registrability than in the United States. Therefore,
United States trademark owners are often surprised that their mark may be
considered registrable in the United States but will not be considered
registrable in many countries outside of the United States. Objections to the
inherent registrability of marks may be similar to those encountered in the
United States, such as the mark is descriptive or misdescriptive of the goods,
the mark is non-distinctive or generic, the mark consists merely of a surname
(which is not
per
se
registrable in some countries), or a geographic name, the mark is deceptive or
laudatory. These considerations, of course, must be taken into account when a
trademark is adopted.
The
length of time required from the filing of an application to the issuance of a
Certificate of Registration in foreign countries also varies widely. Some
jurisdictions take only a few weeks or months to issue a Certificate of
Registration whereas applications in other jurisdictions may linger for up to
10 years before a registration issues. Such considerations may affect the
decision to seek registration in certain countries.
Once
the Certificate of Registration is issued, the Certificate may be valid for as
few as five years and for as many as twenty years, depending upon the
jurisdiction, and will be subject to renewal payments, and in some countries
periodic taxes and affidavits of use. It is essential that trademark rights be
entered into a computer docketing system, preferably a system designed
expressly for trademark record-keeping, managed by a specialist firm that can
notify trademark owners when changes in laws or requirements occur and when
action to maintain trademark registrations or applications must be taken.
[8]
Paris Convention for the Protection of Industrial Property of March 20, 1883,
as subsequently revised.
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© Copyright 2001 Dennis S. Prahl - Posted July 2002
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