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6.4 Prior Invention by another who had not Abandoned, Suppressed or Concealed it - Footnotes [125]
Public Law 106-113 s. 4806.
[126]
A rare example of a case in which 35 USC § 102(g)(2) was successfully used as a
defense to an infringement action is found in
Mycogen
Plant Science Inc. v. Monsanto Co., 58 USPQ2d 1030 (Fed. Cir. 2001).
[127]
This part of the rule dates back at least to
Bedford
v. Hunt, 3 Fed. Cas 37 (CCD Mass. 1817).
[128]
This part of the rule derives from
Mason
v. Hepburn, 13 App. D.C. (1898).
[129]
This part of the rule derives from S.15 of the Act of 1836.
[130]
This was the result of a statutory amendment in 1946 to overrule the Supreme
Court’s decision in
Electric
Storage Battery v. Shimadzu, 307
U.S. 5, 41 USPQ 155 (1939)
. [131]
This was a consequence of the creation of the North American Free Trade
Agreement which was enacted in Public Law 103-82.
[132]
This was a consequence of the conclusion of the TRIPS Agreement as part of the
Uruguay Round of GATT revisions and was enacted in Public Law 103-405.
[133]
The date is earlier for Canada and Mexico. The North American Free Trade
Agreement came into effect on January 1, 1994 and the amendments in the law
relating to Canada and Mexico became effective on December 8, 1993.
[134]
36 F.2d 292 (CCPA 1929).
[135]
The first part of this definition dates back to an 1897 decision of the Court
of Appeals for the District of Columbia in
Mergenthaler
v. Scudder, 11 App D.C. 264 which quotes para 375 of Robinson on Patents, a classic
nineteenth century treatise . An alternative formulation in
Technitrol
Inc, v. United States, 440 F.2d 1363 (Ct Cl 1971) was that the date of
conception is the date when the
inventive idea "crystallized in all of its essential attributes and becomes so
clearly defined in the mind of the inventor as to be capable of being converted
into reality and reduced to practice by the inventor or by one skilled in the
art.
[136]
Burroughs
Wellcome Co. v. Barr Laboratories Inc.,
40 F.3d 1223 32 USPQ2d 1915 (Fed. Cir. 1994).
[137]
Amgen
Inc v. Chugai Pharmaceutical Co. Ltd.,
927 F.2d 1200, 18 USPQ2d 1016 (Fed. Cir. 19910,
Fiers
v. Revel, 984 F.2d 1164 (Fed. Cir. 1993).
[138]
see for example
Vancil
v. Arata, 202 USPQ 58 (BPI 1977). In
Fiers
v. Revel, 25 USPQ 2d 1601 (Fed. Cir. 1993) it was held that for complete conception of an
invention of a DNA sequence coding for a particular protein, a written
description of the complete DNA sequence is required. The court held that had
the DNA been claimed in product by process terms then conception of the process
and the utility would have sufficed but "Conception of a substance claimed
per
se
without reference to a process requires conception of its structure, name,
formula or definitive chemical or physical properties".
[139]
See, for example,
Roensch
v. Billner, 101 USPQ 281 (CCPA 1954).
[140]
The issue is still not entirely clear. In
Rey-Bellet
v. Engelhardt, 493 F.2d 1380, 181 USPQ 453 (CCPA 1974), the court noted that the Board had
taken the position that conception of an invention of a chemical was not
complete until a utility for it was conceived. However, the court commented
that in its view this was still an open question. It did not have to be
decided in that case and surprisingly does not seem to have been decided since.
[141]
The need for proof by way of corroboration dates
back to at least Mergenthaler v. Scudder, 11 App D.C. 264 (1897) where it
was pointed out that if drawings were relied
upon to establish a date of conception they had to show “complete”
conception and be “free of ambiguity or doubt”. An example of a
case where the evidence was open to a number of plausible interpretations and
so too ambiguous to sustain a finding that a date of conception had been
established is
Gould
v. Schawlow, 363 F.2d 908, 150 USPQ 634 (CCPA 1966) where Gould’s notes were held to be
too ambiguous to show that he invented the laser. See also
Boroughs
Wellcome v. Barr, 40 F.3d 1223, 32 USPQ2d 1915 (Fed. Cir. 1994). Corroboration of a third party's
claim to prior invention when 35 USC § 102(g) is pleaded as a defense to an
infringement action may, however, not always be needed if the witness has
nothing to gain from proving the date in question.
Thomson
S. A. v. Quixote Corp, 49 USPQ2d 1530 (Fed. Cir. 1999).
[142]
34 App D.C. 141 (1909).
[143]
See, for example,
Landon
v. Ginzton, 102 USPQ 230 (CCPA 1954).
[144]
RCA v. Philco, 275 F.Supp. 172, 154 USPQ 570 (D. N.J. 1967),
[145]
Cooper v. Goldfarb, 154 F.3d 1321 47 USPQ2d 1896 (Fed. Cir. 1998). One party had sent the other
party some fibrils to test. The count specified the length of the fibrils.
The first party had never expected the material sent to have the fibril lengths
set out in the count or had their lengths measured.
[146]
RCA v. Philco, 275 F.Supp. 172, 154 USPQ 570 (D. N.J. 1967).
[147]
Friction
Division Products Inc, v. E.I. DuPont,
658 F.Supp. 998 3 USPQ2d 1775(D. Del. 1987).
[148]
As set out in 35 USC 112 - see Pritchard
v. Loughlin, 361 F.2d 483, 149 USPQ 841 (CCPA 1966).
[149]
Automatic
Weighing Machine v. Pneumatic Scale Co
166 F. 288 (1st Cir. 1909). See also for example
Hann
v. Venetian Blind Company, 45 USPQ 292 (9th Cir. 1940). It seems that
in order to be effective as a
constructive reduction to practice, it may not be necessary for the application
to meet the “best mode” requirement.
Cromlish
v. D.Y., 57 USPQ2d (Bd of Apps 2000).
[150]
Corona
Cord Tire Co v. Dovan Chem Corp, 276 US 358 (1928),
Kawai
v. Metlesics, 480 F.2d 880, 178 USPQ 659 (CCPA 1976).
[151]
Thus, sickness or poverty of the inventor may be taken into account.
[152]
Hull
v. Davenport
90 F.2d 103, 33 USPQ 506 (CCPA 1937).
[153]
760 F.2d 1270, 226 USPQ 224 (Fed. Cir. 1985).
[154]
The majority in that case held that where, even where there was a long delay
after conception and reduction to practice before filing a patent application,
where diligent preparation of the patent application began before the rival
party's date of conception, the delay should not be held to be a suppression,
concealment or abandonment of the application. The case distinguished Peeler
v. Miller (noted below) on the ground that in that case, the rival's date of
conception was during the period of inactivity. This may be relevant to the
question of diligence, but is it really satisfactory when considering
suppression?
[155]
Young
v. Dworkin, 489 F.2d 1277, 180 USPQ 388 (CCPA, 1974). In this case the delay arose from the
need to find a machine that could make the product and the losing inventor had
not been particularly diligent about doing so.
[156]
See, for example,
International
Glass Co v. United States, 161 USPQ 116 (Ct Cl 1966) where the prior
inventor documented his invention but
did nothing to publicize or develop it. “The courts have consistently
held that an invention, though completed, is deemed abandoned, suppressed or
concealed if, within a reasonable time after completion, no steps are taken to
make the invention publicly known.” The question of what is reasonable
depends on the facts. For example in
Lutzker v. Plet, 6
USPQ2d 1370 (Fed. Cir. 1988) fifty-one months delay was held to be unreasonable
when the time was spent on commercialization issues rather than technical ones
that appeared in the patent application.
[157]
See, for example,
Kendall
v. Winsor, 62 U.S. 322 (1858). However, the cases frequently fail to distinguish
between the current approach to 35 USC § 102(b) issues where prior secret use by
another is not a bar although prior secret use by the applicant is a bar and
the question of concealment under 102(g). It is, however, clear that ever since
Pennock
v. Dialogue
that the courts have generally taken a dim view of those who exploit their
inventions in secret.
[158]
Mason
v. Hepburn, 13 App DC 86 (D.C. Cir. 1898).
[159]
Peeler
v. Miller, 535 F.2d 647, 190 USPQ 117 (CCPA 1976). The court noted that although mere
delay could not be equated with suppression, in this case, the delay was not
"mere" and that the inventor's employer was to blame by allowing its patent
department to become under staffed.
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