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Patents / Biotechnology / US Biotechnology Practice |
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6.1 Prior Use Prior
use of an invention is only a bar to a patent if it occurs inside the United
States and this occurred either before the applicant’s invention or more
than one year before the applicant’s date of filing its United States
patent application.
There
is no anticipation if a prior product merely could have been used for the
claimed process
[87]
or only a minor modification would be needed to bring it within the scope of
the claims.
[88]
On the other hand, merely discovering new properties of something that was
used before or failing to appreciate the results of what one was doing does not
avoid anticipation.
[89]
A
difficulty arises in cases where it transpires that someone had previously done
what was claimed, but had done so by accident. An example of this would be a
process carried out in a particular way so that a small amount of a particular
product is produced by chance rather than by design. In this situation, the
case law holds that there is in general no anticipation.
[90]
The doctrine is, however, strictly applied to situations where the prior use
was truly fortuitous and it is always difficult to predict whether a particular
situation will be regarded as accidental or whether the courts will take the
view that what one now seeks to claim was inherent in the prior use.
[91] The
simple issue of secret prior use or experimental use by another rarely comes
before the courts, since a situation in which these issues arise will almost
always also raise the question of who first invented the subject matter in
question and a decision on this point normally disposes of the case.
There
is one situation in which the question of prior use is of importance in its own
right. This is when the prior inventor in fact did not develop his invention.
As will be discussed later, under the "prior invention" provisions of the
statute the earlier inventor will prevail only if he has not abandoned his
invention. No such limitation exists in respect of making a finding of
anticipation based on prior use. The law is still not fully developed, but it
appears that even though a "mere abandoned experiment" does not constitute
anticipatory prior use,
[92]
prior use can be anticipatory if it is fully developed in the United States.
This is so even if no steps are taken actively to bring it to the notice of the
public and even though the device is soon superseded by an improvement.
[93]
In
order to be anticipatory under 35 USC § 102(b), a prior use must be "public". As
under 35 USC § 102(a), it must also have been a use of the complete invention.
It has been held that the public use requirement of 35 USC § 102(b) is met if the
invention is open to the public so that any member of the public can see it if
he so desires. However, "the party asserting patent invalidity on the basis of
[prior] public use ... must show such use by evidence that is clear and
convincing."
[94]
Use by one member of the public without that use informing other members of
the public of the true nature of the invention has been held to be sufficient
to constitute a bar under this section.
[95]
The Federal Circuit has held that "any use of [the] invention by a person
other than the inventor who is under no limitation, restriction or obligation
of secrecy to the inventor" is a public use.
[96]
However, case law on what is meant by "public" is sometimes difficult to
follow. For example permitting use by co-workers of a toy unrelated to the
employer's business has been held by the Federal Circuit not to be a public use
[97],
whereas disclosure to a party of one's friends was held by the same court to be
a public use.
[98]
The court based its differing conclusions on the different degrees of
"control" that the inventor exercised over the use by others in the two cases.
Furthermore,
any commercial use of a process by the patentee or patent applicant within the
United States more than one year prior to the date of filing a patent
application is deemed to be a public use.
[99]
However, secret commercial use by a third party who developed the invention
independently may not act as a bar to the grant of a patent.
[100]
It may, however, be difficult to persuade a court that a commercial use was
not public unless positive steps to maintain secrecy were adopted even if the
process in question is carried out entirely within a third party's plant.
[101]
There is a policy reason why the courts have come to different conclusions as
to why commercial secret use (for example where the invention relates to the
process for manufacture of a product and the nature of the invention cannot be
determined from the product as sold) is a bar if done by the inventor but not
if done by a third party. The policy view taken by the courts has been that
the purpose of the patent system is to encourage early filing of patent
applications. To allow an inventor to use his or her invention commercially
and only file a patent application when a competitor comes on to the market
would have the effect of extending the effective term of the patent since in
addition to the statutory term, the patentee would also benefit form his or her
pre-patent filing commercialization. No such factors arise in respect of
commercial use by a third party. Of course, if the products of the
commercialization reveal the nature of the invention other grounds for denying
patentability come into play.
In
cases where the prior use was of an essentially experimental nature
[102]
it has been held that experimental use does not fall within the definition of
public use. The fact that a use was experimental may excuse an act that would
otherwise constitute a prior use, for example giving a sample to a member of
the public without any express imposition of confidence, at least in cases
where it was necessary to carry out experimentation in a way that involved
members of the public.
[103]
Similarly, there was no bar when a patented outdoor lighting system had been
used in a public rest area on a highway in a case where public testing was
needed to determine the durability of the system in real life conditions and
the patentee had done nothing to lead the public to believe the invention was
being put into the public domain.
[104]
On the other hand, to succeed with a claim that a use was experimental
probably requires that he who claims to be the experimenter retains some degree
of control over the "experimentation" and keeps some records as to what develops.
[105] The
purpose of the "experimental use exception" is to give the inventor the
opportunity to reduce the invention to practice so that once this has occurred,
subsequent uses no longer qualify for the exception.
[106]
This fact severely limits the possibility of claiming that a prior use was
experimental in connection with design patents since a design is reduced to
practice as soon as an embodiment is constructed.
[107]
However, if the experimentation was confined to functional aspects of the
device then an exception may still exist.
[108] Since
public prior use may be difficult to prove, the courts have held that
"corroboration is required of any witness whose testimony alone is asserted to
invalidate a patent regardless of his or her level of interest."
[109]
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© Copyright 2002 John Richards - Posted July 2002
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