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Patents / Biotechnology / US Biotechnology Practice |
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4.8 The Effect of Early Publication on Drafting U.S. Patent Applications 35
USC § 154(d) provides that for a patent application which is subject to early
publication
[77],
the applicant has provisional rights to obtain a reasonable royalty from any
one who uses the invention as long as the invention as claimed in the early
publication is "substantially identical to the invention as claimed in the
published application." At least until case law clarifies what this means, in
order to take advantage of this provision one should try to ensure that one has
present in the application at least by the time it is published claims that
have a good chance of proceeding to grant without the need for amendment.
Additionally, if one is forced to amend and wishes to be able to take advantage
of the reasonable royalty provision, one can republish the application after
each amendment is filed so as to establish the earliest possible publication
date for the revised claims and so maximize the period for which a reasonable
royalty will be payable.
Whether
one needs to change one's practice in the light of these changes in the law,
however, probably depends upon whether there is any real risk that a potential
infringer will wish to use the invention in the period between publication and
grant of the patent. In most cases this is likely to depend on the capital
investment and lead time required to carry out an infringement. A wise
businessperson is unlikely to invest heavily in a development which he or she
knows is likely to be patented within a year or two so that the investment
cannot be productive after patenting has occurred. For inventions whose
production or use requires little capital investment or lead time, there will
be a large temptation for third parties to try to make some money between
publication of the application and grant of the patent and the patent applicant
should draft claims with these provisions in mind and consider republication
after amendment.
[77]
Early publication (that is publication eighteen months from the earliest
claimed priority date applies to applications filed on or after November 29,
2000 unless the applicant certifies that no corresponding application has been
or will be filed in a country which itself provides for early publication.
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© Copyright 2002 John Richards - Posted July 2002
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