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4.5 Best Mode


The requirement to describe the best mode is a separate and in addition to providing a written description and an enabling disclosure. The purpose of the provision is to prevent inventors from obtaining patents while at the same time concealing preferred embodiments of the inventions they have conceived. [62]

If at the time of filing a patent application in the United States, or in a foreign country from which priority is claimed, [63] the inventor knew of an embodiment for carrying out the invention that forms the subject of the claims of his patent as granted that is better than any of the embodiments described in the application the patent or at least the claims covering the embodiment in question will be invalid for failure to comply with the best mode requirement. [64] Unlike most of patent law, however, the test here includes a subjective element. The requirement to disclose the best mode is not absolute. It is to disclose what the inventor contemplated as the best mode. Thus to succeed in challenging a patent on this ground it is necessary to show that the inventor did know of the mode in question at the time of filing the application. However, it is irrelevant whether the patent applicant was in fact the inventor of that best mode if he in fact knew of it. [65] In Chemcast Corp. v. Arco Industries [66] the court applied a two-part test for determining whether the best mode requirement was met:

The first is whether, at the time the inventor filed his patent application, he knew of a mode of practicing his claimed invention that he considered to be better than any other. This part is wholly subjective and resolves whether the inventor must disclose any facts in addition to those sufficient for enablement. If the inventor in fact contemplated such a preferred embodiment, the second part of the analysis compares what he knew with what he disclosed - is the disclosure adequate to enable one skilled in the art to practice the best mode or, in other words, has the inventor "concealed" his best mode from the "public." Adequacy of disclosure, as opposed to its necessity, is largely an objective enquiry that depends upon the scope of the claimed invention and the level of skill in the art.

Thus, the first step involves a subjective test and the second step an objective one.




[62] In re Gay, 309 F.2d 769, 135 USPQ 311 (CCPA 1962). In its present form, the provision was new in 1952. However, it had applied to “machine patents” since 1870.
[63] Standard Oil Co. v. Montedison, 494 F.Supp. 370, 206 USPQ 676 (D. Del 1980)
[64] Trans-World Display Corp. v. Mechtronics Corp., 437 F.Supp. 692, 195 USPQ 588 (S.D.N.Y. 1977); Amgen Inc. v. Chugai Pharmaceutical Co., Ltd., 18 USPQ 2d 1016.
[65] Grasco Inc. v. Brinks Manufacturing Co., 35 USPQ2d 1255 (Fed. Cir. 1995).
[66] 913 F.2d 923, 16 USPQ2d 1033 (Fed. Cir. 1990).


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© Copyright 2002 John Richards - Posted July 2002
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