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United Kingdom - Interpretation of Patent Claims

Article 69 of the European Patent Convention provides that "the extent of the protection conferred by European patents ... shall be determined by the terms of the claims. Nevertheless the description and drawings shall be used to interpret the claims". A protocol to the Convention attempts to define what this means. The protocol reads as follows:

"Article 69 shall not be interpreted in the sense that the extent of the protection conferred by a European patent is to be understood as that defined by the strict literal meaning of the wording used in the claims, the description and drawings being employed only for the purpose of resolving an ambiguity in the claims. Neither should it be interpreted in the sense that the claims serve only as a guideline and that the actual protection conferred may extend to what, from a consideration of the description and drawings by a person skilled in the art, the patentee contemplated. On the contrary it is to be interpreted as defining a position between these extremes which combines a fair protection for the patentee with a reasonable degree of certainty for third parties".

In 1982, the House of Lords in Catnic Components Limited v. Hill and Smith, a case where the interpretation of the Convention was not an issue, adopted a principle of "purposive construction" for the interpretation of patent claims. Under tests laid out in the subsequent case of Improver v. Remington a patent claim will be held to be infringed not only by what falls in its literal wording but also by a variant thereof:

"if, but only if, (1) the variant has no material effect on the way the invention works, (2) it was obvious to the skilled reader at the date of publication of the specification that this was so and (3) it will be obvious to the skilled reader that the words of the claim from which the variant departs could not have been intended to exclude such minor variants".

There has been an ongoing debate in recent years as to whether the purposive construction test in the Catnic case in fact complies with the protocol to Article 69 of the European Patent Convention and there is at least one first instance case which held that it does not. The issue now seems to have been settled, at least for the time being, by the decision in the case of Kastner v. Rizla Limited in which the Court of Appeal stated definitively that in its view the Catnic approach was the appropriate "middle way" contemplated by the protocol of Article 69 of the European Patent Convention and that until the House of Lords ruled otherwise the Catnic approach was to be followed. Somewhat surprisingly, in view of the fact that the Catnic approach had generally been regarded by commentators as being narrower than what they thought the protocol to Article 69 ought to mean, the Court of Appeal went on to reverse a finding of non-infringement in the case before it to hold that when applying the Catnic approach there was in fact infringement in a case where two elements of a nine-element apparatus differed from what was recited in the patent claim.


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